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Primary Responsibilities:

  • Accept and execute futures and options transaction on global markets.

  • Monitor risk management for brokerage firm, analyzing position limits, leverage and buying power for customers.

  • Comply with the risk management program of the Firm, compliant with Commodity Futures Trading Commission regulations, including such areas as Segregation Risk, Operational Risk, and Capital Risk.

  • Liaise with additional risk management team in Hong Kong.

  • Maintain risk settings for all trade entry platforms.

  • Conduct stress and liquidation test on client portfolios and credit limits as necessary.

  • Participate in third part reviews of vendors and counterparties.

  • Monitor customer on real time basis including: equity, margin, position, order execution etc.

  • Maintain excellent communication skills.

  • Communicate with and report to CRO with regards to important issues, for example, trigger of risk alert on a regular basis.

  • Work with Technology, Client Service, Sales and Onboarding Teams to seamless integration and to ensure relevant client intraday risks are captured.

  • This list of responsibilities is not all-inclusive and can be expanded to include other duties or additional responsibilities as needed.

Technical Skills:

  • Knowledge of US Capital Markets and various trading technologies.

  • Knowledge of third-party trading and risk analysis software, especially CQG.

  • Prefer intermediate to expert Excel skills as well as experience with other Microsoft Office products.

Soft Skills:

  • A TRUE INTEREST IN THE MARKETS.

  • High performance and integrity level with proven success in working in a team environment.

  • Ability to quickly learn new software.

  • Attention to detail and good organizational skills.

  • Ability to prioritize, be flexible, and respond to changing environments and results oriented.

  • Excellent verbal and written interpersonal and communication skills.

  • Excellent customer service and communication skills.

  • Ability to work independently and work in a team.

Job Requirements:

  • Bachelor’s degree or equivalent experience preferred.

  • 1-2 years of commodities futures experience strongly preferred.

  • In depth knowledge of all retail orientated futures and futures options markets.

  • Proficient in Options analytics.

  • Ability to speak Mandarin is required.

Please email your resume and salary expectations to treasury@huataiusa.com with “Risk Associate” in the subject line.

141 W Jackson Blvd, Suite 2130, Chicago, IL 60604          (833) 213-0635 

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Copyright © 2016-2021 Huatai Financial USA INC All Rights Reserved

TRADING FUTURES AND OPTIONS INVOLVES SIGNIFICANT DEGREE OF RISK AND IS NOT SUITABLE FOR ALL INVESTORS. ONLY INVESTORS WHO CAN ASSUME THE RISK OF LOSS IN EXCESS OF THEIR MARGIN DEPOSITS SHOULD CAREFULLY CONSIDER WHETHER SUCH TRADING IS APPROPRIATE FOR YOU, TAKING INTO ACCOUNT YOUR INVESTMENT EXPERIENCE, FINANCIAL RESOURCES, TRADING OBJECTIVES, THE UNCERTAINTY OF THE MARKETS AND OTHER RELEVANT CIRCUMSTANCES. THIS IS NOT A SOLICITATION TO BUY OR SELL FUTURES RELATED PRODUCTS, BUT A COLLECTION OF INFORMATION REGARDING SERVICES PROVIDED BY HUATAI FINANCIAL USA INC. PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS.

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