Primary Responsibilities:

  • Accept and execute futures and options transaction on global markets.

  • Monitor risk management for brokerage firm, analyzing position limits, leverage and buying power for customers.

  • Comply with the risk management program of the Firm, compliant with Commodity Futures Trading Commission regulations, including such areas as Segregation Risk, Operational Risk, and Capital Risk.

  • Respond to regulatory requests as required, from CFTC, NFA, CME Group and worldwide exchanges as necessary.

  • Liaise with additional risk management team in Hong Kong.

  • Maintain risk settings for all trade entry platforms.

  • Conduct stress and liquidation test on client portfolios and credit limits as necessary.

  • Participate in third part reviews of vendors and counterparties.

  • Monitor customer on real time basis including: equity, margin, position, order execution etc.

  • Maintain excellent communication skills.

  • Communicate with and report to CRO with regards to important issues, for example, trigger of risk alert on a regular basis.

  • Work with Technology, Client Service, Sales and Onboarding Teams to seamless integration and to ensure relevant client intraday risks are captured.

  • This list of responsibilities is not all-inclusive and can be expanded to include other duties or additional responsibilities as needed.

Technical Skills:

  • Knowledge of US Capital Markets and various trading technologies.

  • Knowledge of third-party trading and risk analysis software, especially CQG.

  • Prefer intermediate to expert Excel skills as well as experience with other Microsoft Office products.

Soft Skills:

  • A TRUE INTEREST IN THE MARKETS.

  • High performance and integrity level with proven success in working in a team environment.

  • Ability to quickly learn new software.

  • Attention to detail and good organizational skills.

  • Ability to prioritize, be flexible, and respond to changing environments and results oriented.

  • Excellent verbal and written interpersonal and communication skills.

  • Excellent customer service and communication skills.

  • Ability to work independently without minimal guidance.

Job Requirements:

  • Bachelor’s degree or equivalent experience preferred.

  • At least 3-5 years of commodities futures experience strongly preferred.

  • In depth knowledge of all retail orientated futures and futures options markets.

  • Proficient in Options analytics.

  • Ability to speak Mandarin is required.

Please email your resume and salary expectations to treasury@huataiusa.com with “Risk Manager” in the subject line.