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Financial Information
Please select date to view specific financial data.
Monthly Financials
Net Capital
Adjusted Net Capital
Excess Net Capital
Customer Segregated Funds Report
For details, see below Customer Segregated Reports
Customer Secured Amount Funds Report
For details, see below Customer Secured Reports
Audited Financial Statement
Regulatory Reporting
In accordance with CFTC, Huatai Financial USA INC provides you with daily Customer Segregation, unaudited financials statement information for the most current 12-month period, most recent certificated annual financial statement(s).
Click to see the CFTC 1.55 Regulation and Financials Disclosure.
Financial Information regarding Huatai Financial USA Inc and how it invests customer funds
https://www.nfa.futures.org/basicnet/FCMFinancialsIndex.aspx?entityId=pRPYlyXxb5o%3d
Commodity Futures Trading Commission provides information regarding FCMs
http://www.cftc.gov/MarketReports/financialfcmdata/index.htm
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