Financial Information

Monthly Financials

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Net Capital
Adjusted Net Capital
Excess Net Capital
Customer Segregated Funds Report 
Total Held in Segregation
Total Funds Required to be Segregated
Excess Segregated Funds
Customer Secured Amount Funds Report
Total Funds Held in Segregation
Amount to be set aside in seperate
Excess Secured Funds
Audited Financial Statement
Regulatory Reporting

In accordance with CFTC, Huatai Financial USA INC provides you with daily Customer Segregation, unaudited fi​nancials statement information for the most current 12-month period, most recent certificated annual financial statement(s). 

Click to see the CFTC 1.55 Regulation and Financials Disclosure.

Financial Information regarding Huatai Financial USA Inc and how it invests customer funds

https://www.nfa.futures.org/basicnet/FCMFinancialsIndex.aspx?entityId=pRPYlyXxb5o%3d

Commodity Futures Trading Commission provides information regarding FCMs

http://www.cftc.gov/MarketReports/financialfcmdata/index.htm

200 W Monroe St, Suite 1675, Chicago, IL 60606          (833) 213-0635 

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Copyright © 2016-2019 Huatai Financial USA INC All Rights Reserved

TRADING FUTURES AND OPTIONS INVOLVES SIGNIFICANT DEGREE OF RISK AND IS NOT SUITABLE FOR ALL INVESTORS. ONLY INVESTORS WHO CAN ASSUME THE RISK OF LOSS IN EXCESS OF THEIR MARGIN DEPOSITS SHOULD CAREFULLY CONSIDER WHETHER SUCH TRADING IS APPROPRIATE FOR YOU, TAKING INTO ACCOUNT YOUR INVESTMENT EXPERIENCE, FINANCIAL RESOURCES, TRADING OBJECTIVES, THE UNCERTAINTY OF THE MARKETS AND OTHER RELEVANT CIRCUMSTANCES. THIS IS NOT A SOLICITATION TO BUY OR SELL FUTURES RELATED PRODUCTS, BUT A COLLECTION OF INFORMATION REGARDING SERVICES PROVIDED BY HUATAI FINANCIAL USA INC. PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS.