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Financial Information

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Monthly Financials
Net Capital
Adjusted Net Capital
Excess Net Capital
Customer Segregated Funds Report 
For details, see below Customer Segregated & Secured Reports
Total Held in Segregation
Total Funds Required to be Segregated
Excess Segregated Funds
Customer Secured Amount Funds Report
For details, see above Customer Segregated & Secured Reports
Total Funds Held in Segregation
Funds Held In Secured Accounts
Excess Secured Funds
Audited Financial Statement
Regulatory Reporting

In accordance with CFTC, Huatai Financial USA INC provides you with daily Customer Segregation, unaudited fi​nancials statement information for the most current 12-month period, most recent certificated annual financial statement(s). 

Click to see the CFTC 1.55 Regulation and Financials Disclosure.

Financial Information regarding Huatai Financial USA Inc and how it invests customer funds

https://www.nfa.futures.org/basicnet/FCMFinancialsIndex.aspx?entityId=pRPYlyXxb5o%3d

Commodity Futures Trading Commission provides information regarding FCMs

http://www.cftc.gov/MarketReports/financialfcmdata/index.htm

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