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Primary Responsibilities:

  • Monitor intraday trades for settlement purposes.

  • Book trades and cash entries as required.

  • Reconcile end of day and intraday trades, positions and money.

  • Insure back office operations tasks are completed timely and accuately.

  • Comply with the firm policies and procedures of the Firm, compliant with Commodity Futures Trading Commission regulations, including such areas as Segregation Risk, Operational Risk, and Capital Risk.

  • Liaise with additional affiliate settlement team in Hong Kong.

  • Liaise with carrying broker and exchange operations teams.

  • Review risk settings for all trade entry platforms.
    prepare financial and management reporting and analysis as necessary.

  • Conduct stress and liquidation test on client portfolios and credit limits as necessary.

  • Work with Technology, Client Service, Sales, Compliance and On-boarding Teams to seamless ensure relevant client accounts are opened and documentation is maintained.

  • This list of responsibilities is not all-inclusive and can be expanded to include other duties or additional responsibilities as needed.


Technical Skills:

  • Knowledge of futures and options operations preferred

  • Good Excel skills as well as experience with other Microsoft Office products.


Soft Skills:


  • High performance and integrity level with proven success in working in a team environment.

  • Ability to quickly learn new software.

  • Attention to detail and good organizational skills.

  • Ability to prioritize, be flexible, respond to changing environments and results oriented.

  • Excellent customer service and communication skills.

  • Ability to work independently with minimal guidance.

  • Ability to speak Mandarin required


Job Requirements:

  • At least 2 years of commodities futures experience or related experience.

  • Bachelor’s degree or equivalent experience preferred, although part time employment posible for students.


Please email your resume and salary expectations to with “Settlement Associate” in the subject line. 

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